Form ADV
Form CRS
Hyperlink Disclosure
When you link to any of the websites displayed within this website, you are leaving this website and assume total responsibility and risk for your use of the website you are linking to. We make no representation as to the completeness or accuracy of any information provided at these websites.
Blue Sky Disclosure
The financial representatives, Burt Cestia, associated with this site may only discuss and/or transact broker-dealer securities business with residents of the following states: Alabama, District of Columbia, Florida, Georgia, Louisiana, Maryland, Mississippi, Ohio, Texas, Utah, Wisconsin.
USA Patriot Act Disclosure
To help the government fight the funding of terrorism and money-laundering activities, Federal law and contractual obligations require that we verify your identity by obtaining your name, date of birth, address, and a government-issued identification number before opening your account. In certain circumstances, we may obtain and verify this information with respect to any person(s) authorized to effect transactions in an account. For certain entities, such as trusts, estates, corporations, partnerships, or other organizations, identifying documentation is also required. Your account may be restricted and/or closed if we cannot verify this information. We will not be responsible for any losses or damages (including but not limited to lost opportunities) resulting from any failure to provide this information, or from any restriction placed upon, or closing of, your account.
